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Profile Id: 141415    20-Dec-2020
Title:   Compliance Consultant for financial services industry
Location:   Navi Mumbai - Maharashtra -
Business Consulting / Consultant  
  • Legal Consultant
  • Technical Consultant

Dear Patron ,

I prefer type of work - Part-Time, Contract Basis. Expecting remuneration in terms of Project Cost of appx. Rs.2000 Per Assignment.

My Skill - Specialised in Compliance of Financial services industry.

My prefered location for assignment - Anywhere, Mumbai - Anywhere, Mumbai - Navi Mumbai

Jobs handled -

I am an accomplished process oriented official with over 30 years experience and proficiency in Compliance, Legal, and Secretarial matters in Financial Services sector across multiple business activities regulated by SEBI, PFRDA and IRDA. I am currently associated with Asit C. Mehta Investment Interrmediates Limited as Deputy Vice President –Compliance. I am the Group Compliance and Legal Officer for the sister concerns of the organization. I have experience in handling Regulatory inspections, Grievance Redressal, Arbitration, Compliance, Offline Surveillance, Risk Management, Legal Documentation, interpretation and Secretarial matters Demonstrated abilities in conducting compliance training sessions for employees in the organization. I have a rich experience in managing small to medium organizations in Compliance, Legal and Secretarial matters. So can advise on them and help in drafting of documentation.

1. Arbitration

2. Drafting

3. Legal Vetting

4. Investor grievance redressal

5. Compliance